EPSTEIN
page 6 / 1106 . OCR, unverified
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Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Fax
Mobil
Email
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From:
"jeffrey E."
<jeevacation@gmail.com>
To:
Tazia
Date:
AM
10/28/2014 10:54
, Richard Kahn
EFTA01404958
--- PAGE 4 ---
Subject:
buy $5MM of this issue.
Citi 5.80% PFD
please note
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
JEE
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to jeevacation@gmail.com, and
destroy this communication and all copies thereof,
including all attachments. copyright -all rights reserved
EFTA01404959
--- SOURCE: IMAGES__0065__EFTA01404960.txt ---
METADATA_SOURCE: IMAGES0065
METADATA_FILENAME: EFTA01404960.pdf
----------------------------------------
Subject: Attached Ima e
From:
Date: Wed,
Feb
11:1 : 4 - 5
To: Amanda Kirby <
EFTA01404960
--- SOURCE: IMAGES__0065__EFTA01404961.txt ---
METADATA_SOURCE: IMAGES0065
METADATA_FILENAME: EFTA01404961.pdf
----------------------------------------
Deutsche Bank
Private Wealth Management
Authorization for Asset Movement
For Non-Retirement Accounts
The undersigned hereby authoriiee and directs Deutsche Bank Alex. Brown
("Deutsche Bank Alex. Brown" or "DBAS") to follow the below asset movement
instructions.
H you wish to request mukipla wires, checks, journals or free deliveries,
please use the long form,
DBAB Account Name: NES.
LLC
Account #:
Journal
K Journal Funds In the amount of $
Q Journal Holdings:
Qty/Symbol/Security:
Qly/Symbol/Security:
Ql Journal Ail Holdings
To DBAB Account #;
Account Name:
Wire
Q Wire federal funds in the amount of $ 1333.95
To Bank Name: First Command Bank
City t State:
ABA#:
Further credit to IntermediaiY Financial Institution (Optional)
Account #:
Name;
UKlmele Benelicisiy Infonrialian:
Benefciaivffame: MailteS S McCorQUOdalB
Account#;
Addtionai insmjctions: 6xp relmb and servlcas 02/074>2/21/14
RwDiAieriaB
d Please deliver the eecurities indicated below to:
DTCC#;
Name of Receiving Firm:
Check
Q Issue e check in the amount of $
Redpient's Name;
Recipient's Maiing Addraep;
Account Name:
payable to:
Account Number:
at Receiving Rrm
EFTA01404961
--- PAGE 2 ---
Qty/Symboli'Saourily;
Qty/Symbol/Security;
Slanifing AuttnriiBlion
Q The undersigned hereby requests that this authorization act as a standing
authorization. The undersigned understands end agrees that this
authorization will
remain in effect until Deutsche Bank Alex. Brown requests a new
authorization. The undersigned authorizes Deutsche Bank Alex. Brown to issue
the wire,
check or journal on
the
Q The undersigned further authorizes Deutsche Bank Alex. Brown to accept
verbal Instmctions from the undersigned to wire funds, issue checks or
journal
funds to/from the above listed accounts. The undersigned will provide verbal
instructions as to the data and the amount of the wire, check or journal. If
the
undersigned decides to vary either the date or the amount of the wire, check
or journal, the undersigned hereby suthorizes Deutsche Bank Alex. Brown to
accept the verbal instructions from the undersigned regarding the change or
changes. The undersigned further understands and agrees to comply with the
procedures of Deutsche Bank Alex. Brown to verify the euthorization and
accuracy of verbal instmctions.
for a term of
day of
The undersigned hereby acknowledges that (i) the information contained in
this form is complete and accurate to the best knowledge of the undersigned;
and (ii) the
undersigned is responsible for the method of transmission of any instmctions
issued pursuant to this authorization. If the undersigned elects to transmit
any such
instmctions via fax (including desktop fax), via email or as an image
attachment to email (e.g., as a PDF, TIF or other image of such
instructions), the undersigned
undsrstends and agrees that the urtdersrgned beers the risk of loss arising
kom such method of transmission In the event of transmission errors,
mioundsrstandings,
impersonatiorrS: trstrsmission by unauthorized persons, forgary or
intercepts. For trusts or other entities, the undersigned further
acknowtedges that the underngned Is
euihorizad to issue the ebove asset movement inatruolions under the terms of
the governing documerrts and any applicable laws. The undersigned hereby
releaaas errd
holds harmless Deutsche Bonk A)ex. Brown from and against loss from eny
ectton, claim or demand of any person as a result of Deutsche Bank Alex,